Fraud Prevention
There is a battle going on right now in Congress that will affect stockbroker fraud cases in the years to come. Here are some updates and stories from various news sources to get you up-to-speed quickly. Department of Labor Proposes Rule to Address Conflicts of Interest in Retirement Advice, Saving Middle-Class Families Billions of Dollars Every…
Read MoreA true financial professional wants you to be comfortable and invest in what is best for you in your time. A scam artist wants you to invest in what is best for him or her as quickly as possible. Any pressure to invest immediately because the golden opportunity will be gone in a flash is a…
Read MoreOld aphorisms are often helpful in ferreting out fraudulent advice. One such aphorism is: “if it sounds too good to be true, it is.” One unchangeable law of investing is that the higher the rate of return on an investment, the higher the risk of the investment. Anyone who claims that a high rate of return or…
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