H. Beck

Mid-Atlantic Stockbrokers Barred Or Suspended By FINRA For Taking Advantage Of Elderly Clients

By WEALAW / March 27, 2015 / Comments Off on Mid-Atlantic Stockbrokers Barred Or Suspended By FINRA For Taking Advantage Of Elderly Clients

George Wayne Hoffman from Parkville, Maryland, a former registered representative with H. Beck, Inc., was barred from association with any FINRA member in any capacity.  That sanction was based upon, among other findings, that Hoffman converted $17,000 from an elderly client for his own benefit and improperly accepted a $36,000 dollar personal loan from that…

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