The attorneys at West & West, LLC have enough experience with the brokerage industry to appreciate that most stockbroker / financial advisors are good people who always put their clients’ best interests first. They also understand that there unfortunately are a myriad of ways in which a stockbroker / financial advisor can be touched by litigation during the course of his or her career. The securities arbitration and litigation attorneys have vast experience representing stockbroker/financial advisors in a wide array of situations:

  • Promissory note or upfront bonus matters
  • U-4 or U-5 language
  • Termination issues
  • Compensation disputes
  • Regulatory matters
  • Obligations and rights regarding solicitation and client information when switching firms

The FINRA arbitration and securities industry expertise of the attorneys at West & West can be of critical importance to the stockbroker / financial advisor who finds himself or herself in need of legal help.

Counsel from Experienced & Trusted Attorneys

Contact the experienced Maryland stockbroker fraud lawyers and Baltimore brokerage litigation attorneys at West, Edwards & Associates, LLC for a free initial consultation to discuss your matter in complete confidence, today. They offer the experience and sophistication of a large law office combined with the exceptional personal attention found at a small firm. To that end, weekend and late evening appointments are available, if needed.